Advice: Regulation
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2
FCA goes round in circles on contingent charging
In this week's podcast Ollie Smith is joined by NMA senior reporter Jack Gilbert to discuss the FCA's business plan, published last week
By Ollie Smith - 23 April 2019, 10:29 -
20
‘Being treated like a bad guy is horrible’: IFAs share their PI experiences
Three advisers reveal the trials and tribulations they have faced trying to acquire professional indemnity insurance
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5
Everything advisers should know about the FCA's plans for 2019
The FCA's business plan was packed to the brim with announcements and spending plans, along with a consultation. Here are the key points you need to know
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Openwork chief joins adviser trade body board
Openwork chief executive Mark Duckworth has joined the board of Pimfa, four years after he pulled the network out of the adviser trade body's predecessor
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MP Kinnock calls for tougher PI rules after British Steel
The Financial Conduct Authority should introduce 'tightly worded' mandatory professional indemnity insurance standards for financial advisers, according to an MP representing steelworkers who transferred out of their pension scheme
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5
FCA: we have seen a rise in scams inside DFM portfolios
FCA has warned it has seen an increase in scams being placed in DFMs portfolios
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1
FCA to probe how advisers are dealing with Mifid II & Priips
The FCA is set to probe how advice firms are complying with Mifid II in its upcoming suitability review
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24
FCA to cut advisers’ regulation fees in 2019/20
Advisers will see a fall in their FCA fees this year, following a consultation published this morning by the regulator
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9
FCA threatens further action on contingent charging as DB transfer probe expands
The FCA will start a ‘wide-ranging programme of activity’ with IFAs carrying out DB transfers in 2019
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13
Young: disappearing DB files mean FSCS claims are inevitable
It does not really matter how good your DB transfer files are, nobody will see them anyway
